Brady
v. Maryland, 83 S. Ct. 1194 (1963) U.S.
Supreme Court is a landmark United States Supreme
Court case that established that the prosecution must turn
over all evidence that might exonerate the defendant (exculpatory evidence) to the defense.
Opinion
of the Court by MR. JUSTICE DOUGLAS, announced by MR. JUSTICE BRENNAN.
Petitioner and a companion, were found guilty of murder in the first
degree and were sentenced to death, their convictions being affirmed by the
Court of Appeals of Maryland. 220 Md. 454, 154 A.2d 434. Their trials were
separate, petitioner being tried first. At his trial, Brady took the stand and
admitted his participation in the crime, but he claimed that accomplice Boblit
did the actual killing. And, in his summation to the jury, Brady's counsel
conceded that Brady was guilty of murder in the first degree, asking only that
the jury return that verdict "without capital punishment." Prior to
the trial, petitioner's counsel had requested the prosecution to allow him to
examine Boblit's extrajudicial statements. Several of those statements were
shown to him, but one dated July 9, 1958, in which Boblit admitted the actual
homicide, was withheld by the prosecution, and did not come to petitioner's
notice until after he had been tried, convicted, and sentenced, and after his
conviction had been affirmed.
Petitioner moved the trial court for a new trial based on the newly
discovered evidence that had been suppressed by the prosecution. Petitioner's
appeal from a denial of that motion was dismissed by the Court of Appeals
without prejudice to relief under the Maryland Post-Conviction Procedure Act.
222 Md. 442, 160 A.2d 912. The petition for post-conviction relief was
dismissed by the trial court, and, on appeal, the Court of Appeals held that
suppression of the evidence by the prosecution denied petitioner due process of
law, and remanded the case for a retrial of the question of punishment, not the
question of guilt. 226 Md. 422, 174 A.2d 167. The case is here on certiorari,
371 U.S. 812. [Footnote 1]
The crime in question was murder committed in the perpetration of a
robbery. Punishment for that crime in Maryland is life imprisonment or death,
the jury being empowered to restrict the punishment to life by addition of the
words "without capital punishment." 3 Md.Ann.Code, 1957, Art. 27, §
413. In Maryland, by reason of the state constitution, the jury in a criminal
case are "the Judges of Law, as well as of fact." Art. XV, § 5. The
question presented is whether petitioner was denied a federal right when the
Court of Appeals restricted the new trial to the question of punishment.
The court agreed with the Court of Appeals that suppression of this
confession was a violation of the Due Process Clause of the Fourteenth
Amendment. The Court of Appeals relied, in the main, on two decisions from the
Third Circuit Court of Appeals United States ex rel. Almeida
v. Baldi, 195 F.2d 815, 33 A.L.R.2d 1407, and United
States ex rel. Thompson v. Dye, 221 F.2d 763 which, we
agree, state the correct constitutional rule.
This ruling is an extension of Mooney v.
Holohan, 294 U. S. 103,
112, where the Court ruled on what nondisclosure by a prosecutor violates due
process:
"It is a requirement that cannot be deemed to be satisfied by
mere notice and hearing if a state has contrived a conviction through the
pretense of a trial which, in truth, is but used as a means of depriving a defendant
of liberty through a deliberate deception of court and jury by the presentation
of testimony known to be perjured. Such a contrivance by a state to procure the
conviction and imprisonment of a defendant is as inconsistent with the
rudimentary demands of justice as is the obtaining of a like result by
intimidation."
"Petitioner's
papers are inexpertly drawn, but they do set forth allegations that his
imprisonment resulted from perjured testimony, knowingly used by the State
authorities to obtain his conviction, and from the deliberate suppression by
those same authorities of evidence favorable to him. These allegations
sufficiently charge a deprivation of rights guaranteed by the Federal
Constitution, and, if proven, would entitle petitioner to release from his
present custody. Mooney v. Holohan, 294 U. S. 103.
"
The Third Circuit, in the Baldi
case, construed that statement in Pyle v.
Kansas to mean that the "suppression of evidence favorable" to
the accused was itself sufficient to amount to a denial of due process. 195
F.2d at 820. In Napue v. Illinois, 360 U. S. 264,
269, we extended the test formulated in Mooney v.
Holohan when we said: "The same result obtains
when the State, although not soliciting false evidence, allows it to go
uncorrected when it appears." And see
Alcorta v. Texas, 355 U. S. 28; Wilde
v. Wyoming,. Cf. Durley v.
Mayo, 351 U. S. 277,
285 (dissenting opinion).
The court held that the suppression by the prosecution of evidence
favorable to an accused upon request violates due process where the evidence is
material either to guilt or to punishment, irrespective of the good faith or
bad faith of the prosecution.
The principle of Mooney v. Holohan is
not punishment of society for misdeeds of a prosecutor, but avoidance of an
unfair trial to the accused. Society wins not only when the guilty are
convicted, but when criminal trials are fair; our system of the administration
of justice suffers when any accused is treated unfairly. An inscription on the
walls of the Department of Justice states the proposition candidly for the
federal domain: "The United States wins its point whenever justice is done
its citizens in the courts." [Footnote 2]
A prosecution that withholds evidence on demand of an accused which, if made
available, would tend to exculpate him or reduce the penalty helps shape a
trial that bears heavily on the defendant. That casts the prosecutor in the
role of an architect of a proceeding that does not comport with standards of
justice, even though, as in the present case, his action is not "the
result of guile," to use the words of the Court of Appeals. 226 Md. at
427, 174 A.2d at 169.
The question remains whether petitioner was denied a constitutional
right when the Court of Appeals restricted his new trial to the question of
punishment. In justification of that ruling, the Court of Appeals stated:
"There is considerable doubt as to how much good Boblit's
undisclosed confession would have done Brady if it had been before the jury. It
clearly implicated Brady as being the one who wanted to strangle the victim,
Brooks. Boblit, according to this statement, also favored killing him, but he
wanted to do it by shooting. We cannot put ourselves in the place of the jury,
and assume what their views would have been as to whether it did or did not
matter whether it was Brady's hands or Boblit's hands that twisted the shirt
about the victim's neck. . . . [I]t would be 'too dogmatic' for us to say that
the jury would not have attached any significance to this evidence in
considering the punishment of the defendant Brady."
"Not
without some doubt, we conclude that the withholding of this particular
confession of Boblit's was prejudicial to the defendant
Brady. . . . "
"The appellant's sole claim of prejudice goes to the punishment
imposed. If Boblit's withheld confession had been
before the jury, nothing in it could have reduced the appellant Brady's offense
below murder in the first degree. We therefore see no
occasion to retry that issue." 226 Md. at 429 430, 174 A.2d at 171.
(Italics added.)
If this were a jurisdiction where the jury was not the judge of the
law, a different question would be presented. But since it is, how can the
Maryland Court of Appeals state that nothing in the suppressed confession could
have reduced petitioner's offense "below murder in the first degree"?
If, as a matter of Maryland law, juries in criminal cases could determine the
admissibility of such evidence on the issue of innocence or guilt, the question
would seem to be foreclosed.
But Maryland's constitutional provision making the jury in criminal
cases "the Judges of Law" does not mean precisely what it seems to
say. [Footnote 3] The present status of that
provision was reviewed recently in Giles v.
State, 229 Md. 370, 183 A.2d 359, appeal
dismissed, 372 U. S. 767,
where the several exceptions, added by statute or carved out by judicial
construction, are reviewed. One of those exceptions material here is that
"Trial courts have always passed, and still pass, upon the admissibility
of evidence the jury may consider on the issue of the innocence or guilt of the
accused." 229 Md. at 383, 183 A.2d at 365. The cases cited make up a long
line going back nearly a century. Wheeler v.
State, 42 Md. 563, 570, stated that instructions to the jury were advisory
only, "except in regard to questions as to what shall be considered as
evidence." And the court "having such right, it follows of course,
that it also has the right to prevent counsel from arguing against such an
instruction." Bell v. State,
57 Md. 108, 120. And see Beard v. State,
71 Md. 275, 280, 17 A. 1044, 1045; Dick v. State,
107 Md. 11, 21, 68 A. 286, 290. Cf. Vogel v.
State, 163 Md. 267, 162 A. 705.
The court will usually walk on treacherous ground when we explore
state law, [Footnote 4] for state courts,
state agencies, and state legislatures are its final expositors under our
federal regime. But, as we read the Maryland decisions, it is the court, not
the jury, that passes on the "admissibility of evidence" pertinent to
"the issue of the innocence or guilt of the accused." Giles
v. State, supra. In the present case, a unanimous Court of
Appeals has said that nothing in the suppressed confession "could have
reduced the appellant Brady's offense below murder in the first degree."
We read that statement as a ruling on the admissibility of the confession on the
issue of innocence or guilt. A sporting theory of justice might assume that, if
the suppressed confession had been used at the first trial, the judge's ruling
that it was not admissible on the issue of innocence or guilt might have been
flouted by the jury just as might have been done if the court had first
admitted a confession and then stricken it from the record. [Footnote 5] But we cannot raise that trial
strategy to the dignity of a constitutional right and say that the deprival of
this defendant of that sporting chance through the use of a bifurcated trial (cf.
Williams v. New York, 337 U. S. 241)
denies him due process or violates the Equal Protection Clause of the Fourteenth
Amendment.
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